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Crown Capital Management


Posted by Lyn Chevrolet

http://crowncapitalmanagement.com/legal/

Legal

Acceptance of Terms

By the act of opening an account, the Client is considered to have accepted all of the terms and conditions contained in this section and/or upon the ‘Account Opening Form’.

Account Opening Form

Crown Capital Management ‘Account Opening Form’ contains all of the terms and conditions with respect to the operation of an account in the applicants name (our Client). This account may be used for the purchase and sale of any investment instrument, on all of the major exchanges, including, but not limited to; class A stock, IPO, pre-IPO, restricted stock, other securities, alternative instruments and government bonds.

Cash Account

Crown Capital Management will manage a cash account for our client and act as our clients broker for the purchase and sale of any investment instrument, on all of the major exchanges, including, but not limited to; class A stock, IPO, pre-IPO or restricted stock, other securities, alternative instruments and government bonds. Which purchases and sales may be based on either verbal or written instructions from our Client.

Currency of Trade

Tardes may be executed on any of the major exchanges and the currency of trade will be that of the exchange on which the trade is executed. Conversions to our clients currency of choice will be at the best market rate available, Crown Capital Management cannot be held liable for any currency losses which our client may incur.

Rules of the Stock Exchange

All instructions on behalf of our client shall be subject to the rules, regulations, constitution, by-laws and industry practice of the stock exchange and it’s clearing house where such instructions are executed.

Written Correspondence

Execution notes and/or correspondence from Crown Capital Management to our client, by email or hard copy will be considered accepted, unless contested by our client using registered mail or courier, no more than seven business days from our Clients receipt of such correspondence.

Liability

Crown Capital Management and/or it’s directors or officers cannot be held liable for any losses and/ or any manner of damages incurred by our Client as a result of investment advice provided by Crown Capital Management. Crown Capital Management invests heavily in controls to prevent client exposure to external “scams,” — fraudulent, dishonest or unscrupulous practices. Our fraud prevention and research teams review each opportunity to identify irregularities, scams, frauds or otherwise suspect aspects of these investments. Crown Capital Management exhausts every avenue available to minimize risk, but cannot be held liable for broad market trends or shifts in the investment environment.

Termination

Our Clients trading account may be terminated at any time by either Crown Capital Management or our Client. Crown Capital Management are obliged to deliver to the Client all proceeds of any sales made on a best efforts basis, or the applicable share certificates.

 
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Good stuff. Interesting that I was just reading about this yesterday.
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